Rotor unbalance: what it is and why it is dangerous
A fan starts humming after the impeller gets cleaned, an extractor fan's bearing starts running hot, a spindle starts leaving waviness on the workpiece. In all three cases, the first suspect is the same: rotor unbalance. Below we go through what this phenomenon actually is physically, why doubling the speed quadruples the force, the types of unbalance there are, where it comes from on a running machine, and exactly what it destroys.
Unbalance is a mismatch between the mass axis and the axis of rotation
A rotor is a body that rotates in bearing supports and transmits forces to them through its journals. In a perfectly balanced rotor, the mass is distributed symmetrically about the axis of rotation: every element of mass has a matching one lying directly opposite it. As the rotor turns, each element experiences a centrifugal force directed radially, that is, perpendicular to the axis. The paired forces are equal in size and opposite in direction, so they cancel each other out. The resultant is zero, and the rotor is balanced.
Now break the symmetry. Say an extra 10 g turns up at a radius of 200 mm: a gusset got welded on, dirt built up, a piece of blade tore away. That 10 g has no matching partner. Its centrifugal force stays uncompensated and rotates along with the rotor, sweeping around the support once every turn. It is exactly this force that loads the bearings and cyclically deforms the supports along with the foundation. What you call vibration is the structure's response to this rotating force.
The rigorous definition is given in terms of axes. Every body has a principal central axis of inertia, around which the mass is balanced. Unbalance is a mismatch between that axis and the axis of rotation set by the bearings. Balancing brings the two axes together. In practice this is done by adding or removing mass in the correction planes: welding on weights, bolting them on, drilling or milling metal away. There is a second route too — machining the shaft journals to match the actual axis of inertia — but it is almost never used in service.
That leads to a conclusion that saves a lot of arguments on site. Unbalance is a property of the rotor: it is measured in g·mm and does not depend on what the rotor is sitting on. Vibration is the response of the rotor-bearings-frame-foundation system: it is measured in mm/s and depends on stiffness, mass and damping. The same unbalance on a rigid foundation gives modest mm/s figures alongside a substantial load on the bearings, while on a flexible frame it is the other way round: the numbers on screen look alarming while the load on the bearing stays moderate.
That is why "normal in mm/s" and "within tolerance in g·mm" are two different statements, and one does not stand in for the other. We cover the three separate tolerances used in balancing in a dedicated article.
Centrifugal force grows as the square of speed
The magnitude of unbalance U is the product of the unbalanced mass m and the radius r it sits at. Centrifugal force is worked out simply as F = U·ω², where ω is the angular speed in rad/s, that is, 2π·n/60 for n in RPM.
The square in the formula means this. Double the speed, and the force quadruples. Triple it, and the force goes up ninefold. This is the single most practical idea in the whole article, and it explains most sudden vibration problems.
Take the same 10 g at a radius of 200 mm. That is a 2000 g·mm unbalance. Let's work out the force at different speeds.
- At 500 RPM, nobody will notice an extra 10 g: half a kilogram of force gets lost in the weight of the rotor itself.
- At 3000 RPM, that same bit of dirt turns into 20 kgf, circling continuously around the shaft.
- At 6000 RPM, it is already around 80 kgf — the weight of an adult person hanging off the shaft journal and spinning along with the rotor.
- That force is not constant, though — it rotates. The bearing's outer ring gets one full load cycle every turn. At 3000 RPM that is 50 cycles a second, 180,000 cycles an hour, around 1.4 million over an eight-hour shift. Metal fatigue counts cycles, not hours of operation.
| Speed, RPM | ω, rad/s | Force from 2000 g·mm | In kilogram-force |
|---|---|---|---|
| 500 | 52 | 5.5 N | ≈ 0.6 kgf |
| 750 | 79 | 12 N | ≈ 1.3 kgf |
| 1000 | 105 | 22 N | ≈ 2.2 kgf |
| 1500 | 157 | 49 N | ≈ 5 kgf |
| 3000 | 314 | 197 N | ≈ 20 kgf |
| 6000 | 628 | 790 N | ≈ 81 kgf |
Two practical conclusions follow. First: on a high-speed machine, the permissible unbalanced mass is many times smaller than on a slow one, and you can no longer judge it by eye. Second: if vibration during start-up grows faster than the square of speed, or shows a narrow peak over a specific range, you are not looking at plain unbalance — you are looking at resonance, where the speed coincides with a natural frequency of the structure. How to recognise and detune it is covered separately.
Three types of unbalance: static, couple and dynamic
The types of unbalance are told apart by how the unbalanced mass sits along the rotor's length. The easiest way to see this is by looking at how the two axes sit relative to each other: the principal central axis of inertia and the axis of rotation. This is not an academic distinction. It decides whether you fit one weight or two. The table below uses the notation 1x — the name for the vibration component at the rotor's running speed — and its phase, the angle showing at what point in the turn the push arrives; the instrument gives you both numbers.
Static unbalance. The axis of inertia is shifted parallel to the axis of rotation. The centre of mass has moved sideways, and you can spot this on a stopped machine: a rotor set on prisms or roller rests will turn itself until the heavy point sits at the bottom. Rotation produces a single uncompensated force. One weight in one correction plane cancels it out. This is how narrow, disc-shaped rotors behave: a grinding wheel, a circular saw blade, a thin pulley, a flywheel, a brake disc.
Couple unbalance. The axis of inertia is tilted and crosses the axis of rotation at the centre of mass. Picture two equal masses in different planes along the rotor's length, sitting on opposite sides of the axis. At rest, gravity balances them out, the rotor sits still on the prisms, and no static check will ever find it. Spin the rotor up, and the centrifugal forces from these two masses turn out equal and opposite, but applied at different points along the shaft. They do not lie on the same line, so they do not cancel. Instead they form a couple — a moment — that rocks the rotor around its centre of mass: one bearing support moves up while the other moves down at the same instant.
A single weight is powerless here, because it creates a force, not a couple. Place it to calm the first support, and the second one gets worse: you have simply pushed the vibration from one end of the rotor to the other. A moment can only be cancelled by another moment, which means you need two weights in two separated planes, pointing in different directions.
Dynamic unbalance. Two unbalanced masses are almost never equal, so in real life you get a mixture of static and couple unbalance. Here the two axes skew: they are neither parallel nor intersecting. This is the ordinary real-world case, and it is exactly the one you correct on site. For a rotor that stays rigid at its operating speed, it can be shown that two correction weights, spaced apart along the rotor's length, are enough to remove the unbalance completely, and in the general case you cannot do it with fewer. The weights do not have to sit opposite the original masses or match them in size. All that matters is that together they cancel both the force and the moment.
| Type | Position of the axis of inertia | Visible at rest | 1x phase at the two supports | Corrected with |
|---|---|---|---|---|
| Static | shifted parallel to the axis of rotation | yes, the rotor turns until the heavy point is at the bottom | close together, amplitudes comparable | one weight in one plane |
| Couple | tilted, crosses the axis at the centre of mass | no | around 180° apart | two weights in two planes, pointing in opposite directions |
| Dynamic | skewed relative to the axis of rotation | only the static share is visible | arbitrary, most often 30–150° apart | two weights in two planes, the instrument calculates the masses and angles |
Keep the difference between a rigid and a flexible rotor separately in mind. The same rotor behaves as rigid at low speed and as flexible at high speed: it bends noticeably under its own centrifugal forces, the radius of the heavy point grows along with the mass, and the linear model stops working. A flexible rotor needs modal balancing across several mode shapes and a different measurement system. How to choose the number of correction planes from the L/D ratio is covered in a separate article.
Sources: ISO 21940-11:2016 · ISO 21940-12:2016
How unbalance is measured: g·mm, g·mm/kg and micrometres
Three quantities cover almost every conversation about unbalance, and people mix them up constantly.
Unbalance U in g·mm. The product of the unbalanced mass and the radius. 10 g at a radius of 200 mm and 20 g at a radius of 100 mm give the same 2000 g·mm and the same force. So a weight's mass on its own means nothing without the radius: always record the mounting radius, and fit the correction mass at the same radius as the trial weight wherever you can.
Specific unbalance in g·mm/kg. This is U divided by the rotor's mass. You need this quantity because a single tolerance cannot fit both a 3 kg wheel and a 300 kg drum. A convenient feature: g·mm/kg is numerically equal to the eccentricity of the centre of mass in micrometres. 40 g·mm/kg means the centre of mass sits 40 μm off the axis of rotation — four hundredths of a millimetre. That is the actual scale you are working at when you hang weights on an impeller.
Balance quality grade G. The grade number is the specific unbalance multiplied by the angular speed — the product e·ω in mm/s. This reveals the key point: the same grade demands a different manufacturing precision at different speeds. Take G 6.3. At 1500 RPM the permissible eccentricity works out at around 40 μm; at 3000 RPM, around 20 μm. For a 50 kg rotor, that is roughly 2000 and 1000 g·mm in total, and that figure still has to be split between the two correction planes.
| Quantity | Unit | What it means | How to get it |
|---|---|---|---|
| Unbalance U | g·mm | mass multiplied by its mounting radius | weigh the weight and measure the radius |
| Specific unbalance | g·mm/kg | unbalance per kilogram of rotor mass | divide U by the rotor's mass |
| Eccentricity of the centre of mass | μm | offset of the centre of mass from the axis of rotation | the same number as in g·mm/kg |
| Balance quality grade G | mm/s | eccentricity multiplied by angular speed | from the grade table, by machine type |
| Residual vibration | mm/s RMS (root mean square) | the machine's response, measured on stationary parts | at the bearing housings, 10–1000 Hz band |
ISO 21940-11 sets the G grades and the permissible residual unbalance. The numbers above are given as working guidance on the order of magnitude: check which part and edition of the standard applies to your specific machine, and for contractual acceptance, record the grade, the rotor mass, the speed, the radii and the number of planes. And remember the distinction: the G grade describes the rotor's residual unbalance, not the permissible vibration velocity of the casing. These are different tolerances under different standards.
Sources: ISO 21940-11:2016 · ISO 20816-1:2016
Where unbalance comes from on a running machine
A new rotor is never perfect, and a running one keeps changing. It is worth keeping this list of causes in mind: it almost always points to what to check first.
Manufacturing and assembly tolerances
Casting porosity, uneven material, uneven wall thickness in a casting, fit tolerances, run-out in a keyway. Every machine leaves the factory with some initial unbalance. The only question is its size relative to the balance quality grade.
Wear and erosion
Abrasive material in the flow wears the blades unevenly: one half of the impeller loses metal faster. This is classic for extractor fans, mulchers, fans handling dusty air, and pumps handling slurry. It builds up gradually, over months.
Build-up and deposits
Product, dust, ice, scale, polymer settle on the wheel in an uneven layer. A piece of the deposit can break off while the machine is running, and the vibration changes on the fly. This is the worst case: the balancing job holds only until the next piece breaks off.
A broken or replaced blade
A piece of blade tearing off creates a huge unbalance instantly. Replacing one blade with a new one that differs in mass by tens of grams has the same effect, except you only find out about it after start-up.
Repair, rewinding, weld build-up
Rewinding a motor rotor, building up worn areas by welding, welding on patches, replacing the impeller on a shaft. After any of this work, the mass distribution is different, and the rotor gets balanced again as a matter of course — not "if it starts shaking."
Assembly errors
The rotor is fitted at an angle, the wheel has face run-out, the key is the wrong mass, the arbor is eccentric. The instrument can calculate and exclude arbor eccentricity through a separate procedure, so you do not end up balancing the arbor instead of the rotor.
Thermal bow
Uneven heating bends the shaft, and the centre of mass moves off the axis. The vibration builds up as the machine warms and disappears once it cools. There is no point balancing in that state: sort out the cause of the uneven heating first.
A lost balancing weight
A welded-on weight has come off, or a bolt holding a weight worked loose and fell out. The vibration jumps straight back up to roughly the level it was at before balancing. This is the quickest thing to check, and it is where you should start.
- What was done to the machine shortly before the vibration appeared: cleaning, a wheel replacement, a bearing repair, rewinding, work on the foundation?
- Did the vibration jump suddenly or build up gradually? A sudden jump means something broke off — a piece of build-up, a snapped blade, or a lost weight. Gradual growth means wear, build-up, or loosening fasteners.
- Does the vibration change as the machine warms up, and does it go away once it cools?
- Are there signs of previously fitted weights on the rotor, and are they all still in place?
- Do the readings repeat after stopping and restarting? Drifting values often mean a mass that is shifting around, or rubbing.
Check separately whether the operating speed has changed. Switching the machine to a VFD and running it at a new speed can push it into resonance, and unbalance has nothing to do with that. In that case, weights will not help, however many you fit.
Why unbalance is dangerous: what it actually destroys
Unbalance rarely breaks a machine outright. It works differently: every turn adds one load cycle to every joint in the machine, and parts fail through fatigue. So "it shakes, but it still runs" is not an argument — it is a delay.
Bearings take the hit first. Their calculated life is painfully sensitive to load. Under ISO 281, it depends on the ratio of dynamic load rating to equivalent dynamic load, raised to the power of 3 for ball bearings and 10/3 for roller bearings. In practical terms: doubling the equivalent dynamic load cuts the calculated life by roughly 8 to 10 times. In a real machine the drop will be gentler, because the equivalent load also includes a constant component from the rotor's weight and belt tension, not just the force from unbalance. But the order of the effect is exactly that: not "a bit less," but "several times less."
From there, the load spreads through the whole structure.
- The extreme case is also worth keeping in mind, because it accelerates as it goes. Rising vibration loosens the mounting; a loosened mounting raises the vibration further. Eventually a blade or a weight tears off, unbalance jumps up by a large factor instantly, and the rotor starts rubbing against the casing. On a high-speed machine, that is a failure with parts flying apart, not just a repair job.
| What suffers | Mechanism | What you notice first |
|---|---|---|
| Bearings | a rotating load adds to the working load every turn, lubricant gets squeezed out, clearances grow | heat, noise, high-frequency peaks in the spectrum, metal in the grease |
| Fasteners and feet | cyclic loading works bolts loose and wears out holes; a "soft foot" appears — a support that no longer sits flush against the frame | loose bolts, fretting marks under the feet, harmonics in the spectrum |
| Welds and the frame | fatigue cracks in the impeller's gussets, where the feet are welded on, and in the frame itself | cracks along welds, changed natural frequencies, growing noise |
| Foundation and anchors | concrete under the base wears away, anchors loosen, the grout washes out | a gap under the frame, concrete debris, rising vibration with no obvious cause |
| Seals, couplings, belts | increased run-out speeds up wear on seals, flexible elements and belts | leaks, rubber dust, frequent belt replacement |
| Machining accuracy | spindle vibration transfers to the workpiece and the tool | faceting and waviness on the surface, faster wheel wear, rejects on surface finish |
| Staff and nearby equipment | noise at the workplace, vibration travelling through pipework and the building structure | complaints, humming in nearby rooms, glitches in instruments on the same frame |
Look at the trend, not just the absolute figure. A doubling of the level from a baseline taken on a healthy machine is worth investigating even while it is still inside the permissible zone in mm/s. The limit answers the question "is this acceptable." The trend answers the question "what is happening."
Sources: ISO 281:2007 · ISO 20816-1:2016
How to confirm it is unbalance, and not something else
Unbalance is the most common cause of elevated vibration, but nowhere near the only one. Fitting weights without checking first is an expensive habit: you lose a shift, and in the worst case you make things worse. There is a short set of signs that give unbalance away. You will need the spectrum — the breakdown of vibration by frequency that the instrument produces.
- A noticeable 2x and a rise in axial vibration. This is usually shaft misalignment, and the fix is shaft alignment, not weights.
- A comb of harmonics — 1x, 2x, 3x (peaks at frequencies that are multiples of running speed) — half-order harmonics like 0.5x, and a raised noise floor. Look at the fasteners, soft foot, cracks, rubbing.
- High-frequency peaks that are not multiples of running speed, noise in the envelope — the analysis that isolates bearing frequencies. This means bearings, and balancing does not substitute for replacing them.
- A sharp, narrow peak over a specific speed range, with a phase shift of around 180° near it. This is resonance: a balancing result will not hold there.
- Overall vibration is several times higher than 1x. Something else is producing most of it, and weights will not remove that part.
- The spectrum is dominated by a peak at the rotation frequency, 1x. Overall vibration in mm/s RMS sits close to the running-speed component. A practical guideline for when weights will work: the 1x share is above roughly 70–80% of the overall figure.
- The vibration is mainly radial. The axial component is noticeably lower than the radial one.
- Amplitude grows with speed roughly as the square, smoothly, with no narrow peaks and no drop-off after them.
- The 1x phase is stable and repeats from run to run: amplitude within roughly ±5%, phase within roughly ±5°. A drifting phase means you cannot balance yet.
- The picture at the two supports is consistent: close phases point to static unbalance, a difference of around 180° points to couple unbalance.
We cover each of these cases in detail in separate articles: how to read a spectrum by multiples of running speed, how overall vibration, 1x and phase differ, how to recognise and detune resonance, and seven situations where balancing does not help. Here, one rule is enough: measure first, decide after.
Sources: ISO 13373-3:2015 · ISO 13373-5:2020 · ISO 20816-1:2016
What to do next, and how AXILINE can help
Balancing in the machine's own bearings is done on site, with no disassembly and no removal of the rotor. The machine does not go to a balancing machine, the wheel does not get pressed off, and vibration is measured at the operating speed — exactly the condition the machine actually runs in. For fans, extractor fans, crushers, mulchers, spindles and pumps, this is usually the only practical option.
The Balanset-1A is built for exactly this job. The case holds two vibration sensors, a laser phase sensor, a two-channel USB module with preamplifiers, integrators and an ADC, and Windows software. It balances in one and two planes, measures speed, amplitude and phase of vibration velocity (overall and 1x), plots an FFT spectrum and the time waveform, records both channels at once, tells you itself whether the trial weight was a good size, works out the tolerance against the G grades, splits the correction mass across fixed positions and calculates a drilling correction, works out arbor eccentricity, recalculates weights for other correction planes, works from stored influence coefficients, and saves the results to an archive for the report.
If you balance regularly, it is cheaper to keep the instrument on site. If it is a one-off or a disputed case, AXILINE's engineers will come and do it themselves: measure, assess the cause, balance it, and leave you a report. The Balanset instruments are designed and manufactured by the same engineers who use them for on-site balancing, so you get consultation support on choosing planes, fitting sensors, and working through a run that did not go as planned.
- Machine type, operating speed, drive power, rotor mass if known.
- Photos of the rotor from both sides, and photos of where sensors could be fitted.
- What was done to the machine before the vibration appeared, and how it built up: suddenly or gradually.
- If measurements already exist: overall vibration, 1x amplitude and phase at both supports, the spectrum.
- 01
Take a measurement you can trust
Vibration sensors on the bearing housings, as close to the bearing as possible, on a rigid mount: a stud or a magnet on a clean, flat pad. Radial direction, usually horizontal, and the same every time you measure. A laser tachometer aimed at a reflective marker on the shaft. Record the speed, overall vibration, 1x amplitude and phase at both supports, and the spectrum.
- 02
Assess whether it is unbalance
Compare the 1x share of overall vibration, look at the spectrum, check that three runs repeat. If the phase drifts, or overall is several times higher than 1x, stop and look for a different cause. An hour spent checking is cheaper than a shift spent on balancing that does not help.
- 03
Check the mechanics before fitting weights
Torque on the foundation bolts, soft foot, play, the condition of the grout and the frame, bearing clearances, tension and alignment on a belt drive. You balance a machine that is mechanically sound, securely fixed to its foundation, and free of resonance at operating speed. A faulty machine gets repaired first: balancing does not substitute for a repair.
- 04
Balance it and confirm the result
A baseline run, a trial weight, the calculation, fitting the correction weights, a check run, and trim weights added to the existing ones if needed. Record the result against three things at once: residual 1x, overall vibration at both supports, and, if acceptance requires it, residual unbalance in g·mm/kg.
Sources: Balanset-1A manufacturer specification · Balanset-1A operation manual
Frequently asked questions
What is the difference between unbalance and vibration?
Unbalance is a property of the rotor: a mismatch between its principal central axis of inertia and the axis of rotation. It is measured in g·mm and does not depend on what the rotor is mounted on. Vibration is the response of the rotor-supports-frame-foundation system to the rotating centrifugal force; it is measured in mm/s and depends on stiffness, mass and damping. The same unbalance on a rigid foundation gives lower mm/s figures, even though the load on the bearings stays the same. So you cannot judge the quality of a rotor's balancing from a single mm/s figure alone.
Can unbalance be found on a stopped machine?
Only the static component. A rotor on prisms or roller rests will turn until the heavy point is at the bottom, and that already tells you something. Couple unbalance does not show up at rest at all: two masses in different planes on opposite sides of the axis balance each other out under gravity, and only diverge once the rotor spins. So a static check is no substitute for measuring 1x amplitude and phase at operating speed at both bearing supports.
How much does unbalance shorten bearing life?
You cannot give an exact figure without a calculation: you need the equivalent dynamic load for that specific assembly. ISO 281 sets the order of the effect: calculated life depends on load raised to the power of 3 for ball bearings and 10/3 for roller bearings. Doubling the equivalent dynamic load cuts calculated life by roughly 8 to 10 times. In a real machine the drop will be gentler, because the load also includes a constant component from the rotor's weight and belt tension. But we are talking about a factor of several times, not a percentage.
Why is the same dirt on a wheel harmless at 750 RPM and dangerous at 3000?
Because centrifugal force is proportional to the square of the angular speed. A 2000 g·mm unbalance produces around 12 N at 750 RPM and around 197 N at 3000 RPM: the speed went up fourfold, the force went up sixteenfold. For the same reason, the permissible eccentricity for a given G balance quality grade is half as much at 3000 RPM as it is at 1500. A high-speed machine needs fundamentally more precise balancing for the same rotor mass.
How many g·mm are permissible for my rotor?
Start from the G balance quality grade for your type of machine. The permissible specific unbalance in g·mm/kg is numerically equal to the permissible eccentricity in μm, and you get it by dividing the grade number by the angular speed. Multiply the result by the rotor's mass and split it between the correction planes. The instrument works out this tolerance itself if you enter the rotor mass, speed, grade and weight-mounting radii. Check which part and edition of ISO 21940-11 applies to your machine, and for contractual acceptance, record all the input data used in the calculation.
Unbalance jumped suddenly within one shift. Where do I start?
With a visual inspection, not the instrument. A sudden jump means the mass changed all at once: a piece of built-up product broke off, a blade snapped or cracked, a previously fitted balancing weight was lost, or a bolt worked loose and fell out. Inspect the impeller and every spot where weights are fitted. If everything looks intact, take the 1x amplitude and phase and compare them against previous records: a change in phase will tell you which side of the rotor lost mass.
Related content
Residual Unbalance in Practice: g·mm, g·mm/kg and Microns
Residual unbalance is what's left in the rotor after fitting the correction weights. It's expressed in g·mm per correction plane, and in g·mm/kg per kilogram of rotor mass, where the second figure is numerically equal to the center of mass's offset from the rotation axis, in microns. The allowable value comes from the balance quality grade and the speed: e_per = G/ω, then U_per = e_per·M, then you divide by the actual weight-mounting radius and split it between the planes. This residual doesn't convert directly into mm/s, because the relationship runs through the stiffness of the rotor-supports-foundation system.
Rotor Rubbing and Thermal Bow: Why Balancing Won't Converge
Correction-weight calculation only works when the system is linear and doesn't change between runs. Rubbing makes it nonlinear: stiffness only appears at the moment of contact. Thermal bow makes it non-stationary: the rotor's geometry changes as it heats up, and the initial vibration vector drifts from run to run. In both cases the influence coefficients drift, the verification run doesn't match the calculation, and there's exactly one correct action: stop balancing and find the cause.
Rotor Balancing After Rewinding and Repair: Assembled Trim Balancing On Site
Yes, we balance rotors on site, assembled and at running speed, after rewinding, repair and bearing replacement. Two conditions apply: the running-speed component 1x — vibration at the rotor's rotational frequency, which is what imbalance produces — must dominate the spectrum, and the fits and bearings must be sound after the repair. If the rotor isn't assembled into the machine yet, it's more honest to balance it on a lathe in the shop first, then take a confirmation reading after assembly and do an assembled trim balance if needed. Lathe balancing of the bare rotor doesn't account for the cooling fan, the coupling half, the key, or the stiffness of the actual bearing supports, so "balanced in the shop" and "runs quietly in the machine" are not the same thing.
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